Witnessed earlier was a "passive" way in which the Crown defends against executive lawlessness, by making the legality of orders and directives a burning question for all servants of the Crown. But what should– or could– Her Majesty’s representative do personally when confronted with a delinquent government?
Replying to that question necessarily involves
answering another, namely, what do the Queen and her representatives
actually do on a day-to-day basis? A popular misconception
is that their role is purely ceremonial: making speeches, cutting
ribbons, bestowing awards and opening fêtes. But, echoing
Evatt, "It is a profound mistake to regard the royal functions
as merely ceremonial or formal in character." Although rarely
seen by the public, the main activity of the Crown is as the
ultimate guarantor of constitutional government, an activity
manifested most days by the tedious duty of the red boxes. Rather than by some glittering bauble, the
emblem best summarising the Crown’s work is the red box
that Cabinet papers are carried in. Usually the Prime Minister
and his Cabinet impose their will upon the country in an executive
fashion, without the use of Parliament. They dictate orders relevant
to their portfolios and these orders are obeyed directly by the
Public Service, through the departmental hierarchies, and imposed
upon the public. Although these orders are devised and written
by elected politicians, they are formally issued in the name
of the Crown and take one of two forms: ordinary ministerial
directives, and Orders in Council. An Act of Parliament (say, a Motor Vehicle Registration Act) creates a law concerning some aspect of the community (in this example, commanding that all cars be registered before driven on public roads). It will often refer to the Minister responsible for administering it (here, the Transport Minister) and give him or her discretionary powers to make regulations to make the law work (to flesh out all the details and guidelines). The details of these regulations can be written, revised and revoked by Ministers on their own authority whenever they think it necessary; the personal instructions issued by Ministers to their own staff to do this are "ministerial directives". The same Act may also confer much broader discretionary powers to Ministers over the administration of the law it creates (say, the power to command different scales of fees for different sorts of vehicles). Given the inter-departmental rivalry between Ministers (a Transport Minister may want to whack a hefty levy upon heavy trucks thundering along his lovely roads, while the Agriculture Minister may protest that those same trucks are the lifeline for her farmers to get their produce to market, and shouldn’t be disadvantaged), a safeguard over the way these broader powers are wielded is for the Act to require them to be exercised "by Order in Council". An Order in Council is a formal document stating that a particular executive power is to be exercised a specific way. Its content, decided by the relevant Minister, must also have the unanimous support of Cabinet (usually expressed by their initials scribbled on its folder), a useful constraint. More relevant to our concerns, the Order also requires for its validity the final signature of the Governor or Governor-General. Orders in Council are commands issued by the Executive Council, i.e. the Cabinet plus the Queen’s representative. Technically speaking, they are orders given by the Governor for the administration of his government; in reality this is an almost empty historical form, and has been for well over a century. The Cabinet is the issuer of the commands, Her Majesty’s representative merely a witness. Yet as the Orders are given as a consequence of his signature, it’s the Governor’s responsibility to understand what is being done in his name by the true Executive. The scale of his task is best understood through an example: in the early 1980’s Queensland’s Executive Council used to meet 51 weeks in the year, as well as for special meetings. In each meeting the Governor would sit at a table, attended by a number of Ministers (usually including the Premier). On the desk would be a stack of Orders in Council awaiting signature, a stack usually twelve inches or more in height per meeting. For each Order there might also be a bundle of accompanying papers explaining it. For the Governor to understand the implications of signing, all of this documentation– carried about in the now-notorious red boxes– has to be read each week before the meeting. My father tells the story of when he was a newly-elected backbencher, proudly showing a group of schoolchildren from his constituency around Old Parliament House. Barging into an anonymous-looking room with the children, he realised it was already occupied by a elderly man sitting at a desk, surrounded by paperwork. It was Governor Sir Colin Hannah, "doing his boxes" in private preparation. Much chastened, my father retreated before his baleful viceregal glare.
But the vital phrase is "almost
empty historical form": although the Queen’s representative
is reduced to being a witness, the role enables him to exercise
the famous rights "to be consulted, to encourage and to
warn" as a non-politician observing politicians. How much
notice they take of his advice depends on them; the transient
nature of viceregal office implies he won’t have the lifetime’s
experience of such briefings that lends weight to the Queen’s
advice, although the fact he’s a distinguished Australian
suggests life experiences that would make his opinions worth
hearing. And when such a witness within the highest echelons
of the Executive discovers unlawful behaviour being done in his
name, what is he to do about it?
In 19th Century Canada this problem was contemplated by Alpheus Todd, who wrote that if a Governor has "reason to believe that their [that is, the Cabinet Law Officers’] legal judgement has been unconsciously biassed by political considerations, so that he cannot accept their interpretation of the law", he is not bound by these opinions and is "free to ask further assistance from elsewhere to aid him in his judgement". Todd’s view gained some weight in a despatch from the Colonial Secretary Sir M. Hicks-Beach on the 5th of June 1878, warning that a Governor couldn’t shelter himself behind the responsibility of his Ministers in justifying the legality of any questionable proceeding. The dispatch stated that in all doubtful cases the Governor should require a written memorandum from the Colonial Law Officers certifying that no infraction of law is involved– a memorandum from them in their capacity as lawyers, not as political advisers. If no such memorandum was forthcoming, then the Governor’s responsibility to his office might require him to delay the controversial action advised by his Ministers until he could decide, upon the circumstances, whether to accede to the advice or to refuse. This refusal might cost him the resignations of his Ministers.
This view proved controversial, the chief danger being that, for a Governor to decide to act upon the illegality of ministerial advice, he would need impartial judicial advice identifying its illegality. For a Governor not learned in law this implies external advice, from lawyers who might well have private political agendas colouring their opinions. Merivale, a British permanent Under-Secretary for the Colonies, had warned that for a Governor: "His responsible Ministers may (and probably will) entertain views quite different from his own. And the temptation to surround himself with a camarilla of special advisers, distinct from these Ministers, is one which a Governor must carefully resist." Based on this and a few other examples of acquiescence Evatt concluded that "constitutional practice excludes from the consideration of the Governor in any Dominion the determination of all legal questions because direct responsibility for the action of the Governor in assenting to Bills or any proposed administrative act rests upon the Ministers holding office." Were any other principle adopted, he warned, it would cause difficulties: "Unless the Governor is a specially trained lawyer...he will be unable to determine the disputed legal issue without seeking advice from outside the circle of his responsible Ministers. How can he be sure that the official advisers are wrong, and that the outside advisers are right? He is on perfectly safe ground if he allows all legal questions which are at all susceptible of argument to await determination at the hands of the judicial power." But Evatt’s view is vulnerable to a number of strong criticisms. It is logically flawed and in many cases impractical in real politics; the most obvious example being a crisis in Australia during the Depression.
Observing at the end of June that the struggle between Lang and the Council persisted, he wrote another letter to Lang offering his assistance in mediation. In Britain a recent crisis among political parties had been resolved by King George V exploiting his position as apolitical Head of State: he had summoned a Conference in London, inviting all relevant political leaders to participate for the good of the country. Politicians who would never have responded to their opponents’ overtures were able to accept the King’s invitation without loss of face, and resolve some of their grievances around a table. Game offered to do the same in Sydney, providing a neutral venue for political differences to be resolved and pleading with the Premier to attempt it, but Lang rejected his offer of mediation, angrily describing it as "impertinance", and refused to avert a confrontation over the Council. Finally in November 1931 Sir Philip acquiesced to Lang’s demands and appointed twenty-five new Labor nominees to the Council, provoking public outrage. (The Sydney Morning Herald, for instance, telephoned Government House to inquire whether its occupants were all mad, and condemned the appointments in an editorial leader.) As events would show, even this measure would prove inadequate for some of the Premier’s legislation to pass through the Council.
Trouble had already been brewing on another front. Crippled by the Depression, wool and wheat prices having collapsed, New South Wales found itself owing both the Commonwealth of Australia and overseas private investors considerable sums of money, of which it was unable to pay even the State’s interest liabilities. The entire country was already deep in debt to overseas sources in London and New York, and the Federal Government of Labor Prime Minister James Scullin had implemented earlier the Niemeyer Plan (named after Scullin’s adviser, the Bank of England’s Sir Otto Niemeyer) to manage the current financial crisis. Part of this had involved the Melbourne Agreement– an agreement among the Federal and all the State Governments to strive to balance budgets, avoid further overseas loans, seek no internal loans but for reproductive works, and to pay all interest on accounts falling due into a special account with the Commonwealth Bank. Commonwealth and State debts had been amalgamated, with the Federal Government assuming responsibility for the States’ public debts.The NSW Labor Party had been in Opposition at the time of the Agreement, and many of its members – including Lang – hated both Niemeyer and his proposals, attacking both in incendiary terms. Lang subsequently called Scullin "only a small country grocer who found it difficult to think in terms of millions, instead of half-pennies", and as Premier, refused to abide by the Agreement.
Becoming desperately short of money, the Lang Government failed – indeed, flatly refused – to pay its debts, embarrassing Canberra and isolating New South Wales. Federal Labor disowned Lang, renounced its NSW counterpart and threatened to expel its members. At the same time Government House was inundated with petitions demanding Lang’s sacking. Newspapers throughout the State published editorials, articles and letters to this effect, sentiments echoed throughout the rest of the country. The Canberra Times, for example, demanded (30th April 1931) that under the circumstances "the need for a review by the electors of the vote given last October is now a matter of extreme urgency. Every possible step towards that object should be taken immediately, the most important being to urge the Governor to dismiss his present advisers". Sir Philip, mindful of the previous mandate given to Lang – and aware of the cost of a general election to a near-bankrupt State– refused.
In February 1932, after the Scullin Government
had been defeated at the general elections and replaced by a
United Australia Party Government headed by the ex-Labor Joseph
Lyons, the Federal Parliament served a writ:
The Governor is entitled on action being taken
by his Ministers in breach of the law of the land whether Federal
or State (or where such action manifests the clear intent to
frustrate such law, when such action interferes to a considerable
degree with the carrying on of the King’s Government) to
take steps under the letters patent constituting his office to
seek new advisers.
Any or all of the signatories hereto humbly
express their readiness if it should seem good to His Excellency
to discuss any matters bearing thereon.
April 11th, 1932. Chambers, Signed, A.B. Shand R. Windeyer G.E. Flannery R. Clive Teece H.E. Manning F.A.A. Russell A.V. Maxwell. Sir Philip tersely declined the offer to consult
with them. The High Court’s decision confirmed the validity
of the Federal legislation, and a second ruling, on the 22nd
April, upheld the Lyons Government’s seizure of the State’s
money deposited in bank accounts. By the 23rd April, when Sir
Philip sent a telegram to the Secretary of State reporting on
the events then unfolding, he had already been handed the NSW
Auditor-General’s opinion that the Audit Act of 1902 was
being flouted, and had received the Chief Justice’s opinion
stating that in the absence of any other responsible advisor
it was ultimately the Governor’s task to decide upon the
legality of the Circular of 12th April. Sir Philip had therefore
met with Lang and demanded formal reassurance on the matter:
as the telegram put it, he Although Evatt refused to condemn Sir Philip’s
conduct, it’s clear from his assessment of both the Game-Lang
affair and Todd’s doctrine that he believed Sir Philip should
have acquiesced to Lang and left the matter to the courts to
decide. But with the benefit of hindsight Evatt’s general
doctrine of royal or viceregal aquiescence, relying instead upon
the courts to remedy illegality, has shortcomings. The blanket statement that a Governor should
allow "all legal questions which are at all susceptible
of argument to await determination at the hands of the judicial
power", if applied as a universal principle, creates a logical
absurdity. Our system of law expects ordinary citizens witnessing
a crime to take reasonable steps to aid prevention of the crime
or eventually help apprehend the criminal. To this end all citizens
possess the power of "citizen’s arrest", whereby
they can incarcerate a suspect if certain that police in the
same predicament would do the same. Having a duty to help uphold
the law, ordinary people– without taking any special oath
or occupying any special office– are endowed with some powers
to enable them to fulfill that duty. But Evatt’s proposal
suggests the Queen’s representative, who has solemnly sworn
a specific oath to defend the Constitution and the laws of the
land, who represents a Queen who swore a similar oath at her
Coronation and a Crown which since 1689 has held its power through
a contract exchanging allegiance for this guardianship, who holds
reserve powers over appointment and dismissal of Ministers, isn’t
to use them. We have a witness of illegality able to intervene
but to be stripped of the duty to do so. Worse: Evatt’s
doctrine imposes a duty not to intervene. So ordinary
citizens who haven’t sworn an oath to defend the laws of
the land are to exert themselves upholding those laws, but the
one citizen who has promised to defend the laws is to
be forbidden to do anything of the kind. A valid way of appreciating the value of an
institution is by observing what happens when that institution
is lost or non-existent. The authors of The Lawless State,
writing on behalf of the American Civil Liberties Union, weren’t
protesting about something rotten in the state of America for
the sake of a good whinge but for the purpose of reform. A major
obstacle to their endeavours in establishing a polity under the
rule of law was (and still in 1999 remains) the Executive branch
and its partisan self-interest: in the Intelligence community,
for example, "the only authority to whom a lower-echelon official
with a troubled conscience can turn is the president’s ...
Oversight Committee set up by...executive order. There are literally
no provisions for taking information of wrongdoing outside the
executive branch’s system of self-interests. An official
with knowledge of abuses is told to go through channels within
the hierarchy that spawned those abuses, a process guaranteed
to be ineffective."
Within the highest council of our hierarchy
is someone normally passive, whose interests are different from
those of the elected politicians who wield the active power of
government; someone to whom information of wrongdoing can be
given, and who, in direst emergency, holds the reserve power
to do something about it.Surely this is an inheritance we should
be very reluctant to lose? What legal argument is not "at
all susceptible of argument"? For centuries questions of
Law have enjoyed a reputation for obscure complexity and the
plausibility with which both thesis and antithesis can be argued.
The courtrooms of the world are filled each day with reluctant
lawyers constructing defences for people caught with a corpse,
a smoking gun and the plea they Didn’t Do It. It would be
a pathetic lawyer who’d be incapable of composing any defence
at all, so the obvious ploy for a guilty Executive is to "get
closer to [its] attorney". If Teapot Dome, the scandals
of the Truman era and Watergate offer any guide, it’s that
the Attorney-General of a government caught playing in the mud
is likely to have got as dirty in the game as other members of
the Cabinet. So what can we expect an Attorney-General to tell
a Governor-General? Do we seriously expect the following conversation
to take place: G-G: Is this legal? A-G: Ah...well no, actually. I was hoping
you weren’t going to ask that question. Damn... Instead I regret to suggest that Attorneys-General
may deal in pork pies, dine out on whoppers, exhibit ontological
inexactitude, display a weakness for Little White Ones or a proclivity
for Big Black Ones. In short, they may be untruthful. "Unless the Governor is a specially trained
lawyer" he’ll be in no position to judge either the
illegality of advice tendered him or the repercussions it may
hold. But does this necessarily imply we must deliver him entirely
into the hands of his Ministers, or desirable to do so? In the
next chapter the existence and necessity of the reserve powers
shall be argued– powers that imply in times of dire crisis
that the Queen’s representative can consult informally
beyond the circle of responsible ministers. I can do more than
argue the abstract necessity for the Queen’s representative
to be able to consult eminent lawyers– I can point to precedents.
In refutation of the claims of Whitlam’s apologists, suggesting
that Sir John Kerr’s 1975 consultation with Chief Justice
Sir Garfield Barwick was somehow extraordinary and improper,
D.J Markwell (then of Trinity College, Oxford) and Richard Lucy
(Senior Lecturer in the School of Political Science, UNSW) provided
a long list of Australian precedents, enumerating eight Governors-General
and three Chief Justices involved and other eminent authorities
who approved this practice. These consultations were cited as
having been made to obtain advice regarding the Governor-General’s
constitutional authority on a particular matter, rather than
over the legality or illegality of a Government’s measures,
but they establish at least that the necessary communication
channels exist. Merivale’s objection to these judicial
consultants, that they may be politically biased against the
Ministers, could surely be better resolved by recruiting them
from across the political spectrum rather than by abolishing
them altogether. In the next chapter the idea of a judicial aristocracy
shall be contemplated, a body of life-tenured judges whose expertise
in the law is used as an excuse for granting them far-reaching
legislative and executive authority, for which they have no particular
competence or public accountability. A conspicuous irony of the
republican debate in both Australia and the UK is that the same
people who favour the creation of such a body condemn the prospect
of consultants to a Crown fenced about by responsible ministers,
despite the fact that the latter offers far less scope for judges’
personal political views to shine through their legal opinions. Meanwhile, what’s to become of servants
of the Crown confronted with the unlawful orders derived from
the Executive’s unlawful agenda? Our system of government
demands their disobedience, but surely we can only expect to
impose this turmoil upon them provided we can promise them relief
from the displeasure of their renegade superiors? Spare a thought
for people like R.H. Beardsmore, an accountant in the Lands Department
who, confronted with Lang’s circular on the 11th May, refused
to follow these orders which appeared clearly to conflict with
the law and his duty to obey it. He was forced by Lang’s
Minister for Lands to go on leave immediately. (It’s interesting
to note that Sir Philip intervened the next day, demanding a
copy of the offending circular, which prompted his subsequent
letter of the 12th May.) Given that public servants are put in
this way of harm through being servants of the Crown, surely
the Crown ultimately has the duty to protect them in their service
to the rule of law? Then a Governor’s refusal to intervene
surely can only be justified provided the Crown’s courts
of law can provide adequate remedy against lawlessness.This is
certainly where Evatt, as a Justice of the High Court, expected
relief to come from, and when this relief is available he’s
right to have said that for a Governor to intervene over apparent
illegality "may amount to an attempt to deprive the ordinary
Courts of law of their exclusive responsibility for exercising
the judicial power". But in modern retrospect his faith
in the courts’ ability always to provide remedies appears
excessive. Despite his presence on the Bench– or
perhaps because of it, in a country and era that never knew thorough
executive lawlessness– Evatt’s civilised mind seems
to have failed to grasp the nature of the beast. One of the bizarre
aspects of the Lang-Game crisis, for instance, was the covert
civility with which it was conducted. In public Lang ranted against
Sir Philip, claiming in 1931 that "The Governor had torn
the charter of democracy in two, and the people do not count",
and (in 1958) that Sir Philip had "loved power no less than
Governor Bligh", so that although he "made every effort
to convince me that he was friendly, I was under no illusions.
He hated my guts". In private reality relations between
the two men were generally cordial, to the extent that they exchanged
gifts after the sacking and parted as friends: Game gave Lang
a pipe and a book, who replied in a private note expressing appreciation
of the gift and enjoyment of their past talks, and giving Sir
Philip a book in return. The crisis was not played by either
protagonist with a hard ball: Sir Philip gave Lang ample warning
of his misgivings, despite the risk the Premier might demand
the Governor’s recall by London; Lang never took this obvious
step despite its tactical advantage. We as late-20th Century
observers have an advantage over Evatt, in that we’ve witnessed
in France under the Fifth Republic the authority of the judiciary
eroded by an Executive engaging in flagrant illegality, setting
up kangaroo courts to sentence political rivals to death; in
the United States, a lawless Executive whose servants have been
able to engage in decades of outrageous behaviour, immune to
the sanctions of law; in Italy, judges like Giovanni Falcone
murdered by the same criminal organisation that permeated the
government and the Parliament in the early 1990s. By the modern
standards of the Western world the Game-Lang affair appears mild-mannered
and courteous. In contemplating the behaviour of individuals,
we speak of their acts as being either lawful or unlawful. But
in contemplating the unlawful acts of governments a new line
must be drawn, between simple illegality and catastrophic illegality,
the former being offences that may readily be remedied in a court
of law and the latter, offences that threaten the continued functioning
of the civilised State under the rule of law, that threaten the
operation of the courts themselves and so cannot find secure
remedy within those courts. We possess at the moment what other
countries lack, and in its absence find danger: an apolitical
figure– Her Majesty’s viceregal representative–
drawn from within our own community and seated at the top of
the Executive hierarchy, under all normal circumstances quiescent,
obeying the advice of elected politicians, but who in times of
emergency has the capacity of stripping an apparently unlawful
agenda of its catastrophic implications by stripping its architects
of executive office. Why should we be in haste to throw this
institution away? In 1975 CIA Director William E. Colby was
asked if he would refuse a presidential order to carry out an
operation he regarded as improper. He replied by saying he had
both the authority and the committment to the US Senate to refuse.
This question and its answer provide a stark contrast to Her
Majesty’s Governments throughout the world, in which patently
unlawful orders could never carry legitimate authority to the
servants of the Crown, and so must be disobeyed– irrespective
of seniority or a commitment to Parliament or to anything else.
The Crown on the uniforms of its servants is a symbol of promise,
warning and twofold sanctuary: the promise and warning over the
nature of executive authority flowing through the hierarchy,
a sanctuary to its servants confronted with unlawful orders...
and through this, sanctuary to all citizens under the Government.
The title "Her Majesty’s Government" has changed
greatly in its meaning since the 17th Century, but one of its
implications, the most important, remains unaltered: the formal
symbolic source of executive authority "cannot
command ill or unlawful things. And whatever ill events succeed,
the executioners of such designs must answer for them". |
Author's
Notes:
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